Income Group | Upper middle income |
Economy Score |
---|
Question | PPPs |
---|---|
Does the regulatory framework allow procuring PPPs? | Yes |
If yes, please specify the relevant regulatory framework and the year of adoption: | Article 47 of the Turkish constitution allows the use of public-private partnerships, but the Turkish legislation does n... More |
and provide a link to a government–supported website where the mentioned regulatory framework is available or provide an electronic copy of it: | (1) All the regulatory framework and Decrees can be accessed through "http://www.mevzuat.gov.tr/", "www.resmigazete.gov... More |
Are you aware of any reforms (in the regulatory frameworks – laws, regulations, policies, etc.- or in generally followed practices) related to PPPs that: Took place in 2016, are ongoing and/or are planned to be adopted BEFORE June 1, 2017? | No |
Please describe: | n/a |
Are ongoing and/or are planned to be adopted AFTER June 1, 2017? | Yes |
Please describe: | There is a Governmental Proposition Draft with regard to "Realization of Investments and Services Within the Framework o... More |
Besides national defense and other matters of national security, does the regulatory framework explicitly prohibit or restrict PPPs in any of the following sectors?: Transportation. | No |
If yes, please provide the relevant legal/regulatory provisions: | n/a |
Besides national defense and other matters of national security, does the regulatory framework explicitly prohibit or restrict PPPs in any of the following sectors?: Water and Irrigation | No |
If yes, please provide the relevant legal/regulatory provisions: | n/a |
Besides national defense and other matters of national security, does the regulatory framework explicitly prohibit or restrict PPPs in any of the following sectors?: Energy generation and distribution. | No |
If yes, please provide the relevant legal/regulatory provisions: | n/a |
Besides national defense and other matters of national security, does the regulatory framework explicitly prohibit or restrict PPPs in any of the following sectors?: Telecom | No |
If yes, please provide the relevant legal/regulatory provisions: | n/a |
Besides national defense and other matters of national security, does the regulatory framework explicitly prohibit or restrict PPPs in any of the following sectors?: Other | No |
If yes, specify and provide the relevant legal/regulatory provisions: | n/a |
Does the regulatory framework provide for a specific tax regime for PPP transactions (i.e. tax incentives, special tax depreciation treatment, etc.)? | Yes |
If yes, please specify and provide the relevant legal/regulatory provision (if any): | According to Article 12 of law n.3996 - All works and transactions to be carried out by the administration, the capital ... More |
Please identify the PPP procuring authorities in [country_name] and provide their website(s) (if available): | The PPP procuring authority will depend on the sector of investment. (Note: the sectors are widely listed under Law numb... More |
In addition to the PPP procuring authorities listed above, is there a specialized government entity that facilitates the PPP program (PPP Unit)? | Yes |
If yes, please indicate its name, and its website (if available): | Turkey's PPP unit is based in the Ministry of Development (MoD). Its official name is "Department of PPP" located under ... More |
If yes, what are the main responsibilities of the PPP Unit (check all that apply): PPP regulation and policy guidance. | No |
PPP capacity building for other public authorities. | Yes |
PPP promotion among the public and/or private sectors in national and international forums. | Yes |
Technical support in implementing PPP projects. | No |
Identification and selection of PPP projects from the pipeline. | No |
Revision of fiscal risks born by the Government. | No |
Consultation with affected communities on potential impact of PPP projects. | No |
Approval of PPP projects. | Yes |
Undertaking the procurement of PPPs. | No |
Oversight of PPP implementation. | Yes |
Other | No |
please specify: | n/a |
Please provide the relevant legal/regulatory provisions: | Article 13 of the Decree on Organization and Duties of Ministry of Development (http://www.mevzuat.gov.tr/MevzuatMetin/4... More |
Question | PPPs |
---|---|
Does the Ministry of Finance or Central Budgetary Authority approve the PPP project before launching the procurement process? | Yes |
If yes, please provide the relevant legal/regulatory provisions (if any): | As per article 4 of the Act no. 3996, approval is sought from the High Planning Commission (HPC) within the Ministry of ... More |
Does the Ministry of Finance or Central Budgetary Authority approve the PPP project before signing the PPP contract? | No |
If yes, please provide the relevant legal/regulatory provisions (if any): | n/a |
Does the Ministry of Finance (or government more broadly) have a specific system of: Budgeting for PPP projects. | No |
If yes, please provide the relevant legal/regulatory provisions (if any): | n/a |
Accounting liabilities (explicit and implicit, direct and contingent) arising from PPPs. | Yes |
If yes, please provide the relevant legal/regulatory provisions (if any): | According to the Article 49 of the Public Finance Management and Control Law, it is stated that accounting standards whi... More |
Reporting liabilities (explicit and implicit, direct and contingent) arising from PPPs. | No |
If yes, please provide the relevant legal/regulatory provisions (if any): | n/a |
If yes to question 8.2, which of the following alternatives best describes the regulation?: Accounting and reporting according to International Public Sector Accounting Standards (IPSAS). | Yes |
Accounting and reporting according to other international standard (e.g. European System of Accounts). | No |
Please specify: | According to Article 49 of the Law on Public Financial Management and Control numbered 5018, all public authorities shal... More |
Other. | No |
Please specify: | n/a |
Besides the procuring authority and the Ministry of Finance or Central Budgetary Authority, does any other authority(s) approve the PPP project before launching the procurement process (e.g. Cabinet, Cabinet Committee, Parliament, Supreme Audit Office, et | Yes |
If yes, please specify the relevant authority | (1) Pursuant to Article 5 of Regulation for Law 3996: Each procuring authority must submit its PPP project to the HPC th... More |
and provide the relevant legal/regulatory provisions (if any): | (1) (i) Pursuant to Article 5 of Decree number 2011/1807, the High Planning Committee which is the approving authority u... More |
Besides the procuring authority and the Ministry of Finance or Central Budgetary Authority, does any other authority(s) approve the PPP project before signing the PPP contract? | No |
If yes, please provide the relevant legal/regulatory provisions (if any): | n/a |
Does the procuring authority use transaction advisors during the PPP project cycle? | Yes |
If yes, please provide the relevant legal/regulatory provisions (if any): | Pursuant to Article 12 of the Regulation for Law 3996: In the projects to be carried out by the build-operate-transfer m... More |
In a case comparable to the case study assumptions, please select the option that best describes the way your government integrates the prioritization of PPP projects with other public investment project prioritization? (e.g. in the context of a national | Yes |
If yes, please specify and provide the relevant legal/regulatory provisions (if any): | Turkey has strategic documents that define the framework of the priority investment areas and projects which are 5-year ... More |
The regulatory framework prescribes the need for PPPs to be consistent with all other investment priorities without establishing a specific procedure to achieve that goal. | No |
If yes, please provide the relevant legal/regulatory provisions (if any): | n/a |
The regulatory framework does not include any provisions but the procuring authority evaluates the consistency of PPPs with other government investment priorities in practice. | No |
If yes, please elaborate: | n/a |
The procuring authority does not evaluate PPPs against existing government priorities. | No |
Please elaborate and provide examples: | n/a |
Based on your experience, is it always the case that this prioritization is done in practice in accordance with the provisions of the regulatory framework described above? | Yes |
If yes, please specify: | In practice, the procuring authority generally evaluates the consistency of PPPs with other government investment priori... More |
If no, please elaborate: | n/a |
Which of the following assessments are conducted when identifying and preparing a PPP in order to inform the decision to proceed with it? (check all that apply): Socio-economic analysis (cost-benefit analysis of the socio-economic impact of the PPP projec | Yes |
Relevant legal/regulatory provision (if any) | Article 4 of Law 3996 (BOT) provides that investments and services provided under the BOT model will require a cost-bene... More |
Is there a specific methodology for the assessment? | No |
If yes, please elaborate | n/a |
Is the assessment done in practice? | Yes |
Details: | According to our contributors, a socio-economic assessment is always done in practice when identifying and preparing a P... More |
Affordability assessment, including the identification of the required long term public commitments (explicit and implicit, direct and contingent liabilities) | Yes |
Relevant legal/regulatory provision (if any) | (1) Article 4 of Law number 3996 provides for an affordability assessment (including the identification of the long term... More |
Is there a specific methodology for the assessment? | No |
If yes, please elaborate | n/a |
Is the assessment done in practice? | Yes |
Details: | The affordability assessment, including the identification of the required long term public commitments are always done ... More |
Risk identification, allocation and assessment (risk matrix) | Yes |
Relevant legal/regulatory provision (if any) | Article 2 of the New Implementation Decree of BOT Law number 3996 providing that the High Planning Council shall determ... More |
Is there a specific methodology for the assessment? | No |
If yes, please elaborate | n/a |
Is the assessment done in practice? | Yes |
Details: | The risk identification, allocation and assessment is done in practice in Turkey |
Comparative assessment to evaluate whether a PPP is the best option when compared to other procurement alternatives (i.e. value for money analysis, public sector comparator) | Yes |
Relevant legal/regulatory provision (if any) | Article 4 of Law number 3996 (Multi-sectoral BOT regime) require the procuring authorities carry out VfM analysis. |
Is there a specific methodology for the assessment? | No |
If yes, please elaborate | n/a |
Is the assessment done in practice? | Yes |
Details: | A comparative assessment to evaluate whether a PPP is the best option when compared to other procurement alternatives is... More |
Financial viability or bankability assessment | Yes |
Relevant legal/regulatory provision (if any) | Article 4 of Law number 3996 provides for financial viability assessment. Article 2 of Law 6428 (BLT for health projects... More |
Is there a specific methodology for the assessment? | No |
If yes, please elaborate | n/a |
Is the assessment done in practice? | Yes |
Details: | The financial viability or bankability assessment is done in practice when identifying and preparing a PPP in Turkey |
Market sounding and/or assessment (showing evidence of investors’ interest in the market for the project) | No |
Relevant legal/regulatory provision (if any) | n/a |
Is there a specific methodology for the assessment? | n/a |
If yes, please elaborate | n/a |
Is the assessment done in practice? | n/a |
Details: | n/a |
Environmental impact assessment | Yes |
Relevant legal/regulatory provision (if any) | Article 6(3) of the Environmental Impact Assessment (EIA) Regulation states that a project cannot be tendered before the... More |
Is there a specific methodology for the assessment? | Yes |
If yes, please elaborate | Articles 8, 9, 10, 11, 12, 13 and 14 of the Environmental Impact Assessment (EIA) Regulation set forth the methodology o... More |
Is the assessment done in practice? | Yes |
Details: | The environmental impact assessment is done in practice when identifying and preparing a PPP in Turkey |
Consultation process with affected communities on potential impact of the PPP project | No |
Relevant legal/regulatory provision (if any) | n/a |
Is there a specific methodology for the assessment? | n/a |
If yes, please elaborate | n/a |
Is the assessment done in practice? | n/a |
Details: | n/a |
Does the procuring authority include the assessments (indicated in Question 12 above) in the request for proposals and/or tender documents (for example, as part of an Information Memorandum to the bidders)? | No |
If yes, please provide the relevant legal/regulatory provisions (if any): | n/a |
and specify which of the assessments are included in the request for proposals and/or tender documents: | n/a |
Are the assessments published online? | No |
If yes, please provide the relevant legal/regulatory provisions (if any): | n/a |
specify the website | n/a |
please specify which of the assessments are published online: | n/a |
Does the procuring authority include a draft PPP contract in the request for proposals? | Yes |
If yes, please provide the relevant legal/regulatory provisions (if any): | No regulatory basis |
If no, please elaborate | n/a |
Are the tender documents published online? | Yes |
If yes, please provide the relevant legal/regulatory provisions (if any): | According to Article 6 of the Decree for Law no 3996, tender announcements are published in the Official Gazette that i... More |
and please specify the website: | http://www.resmigazete.gov.tr/default.aspx and on the websites of the relevant procuring authority launching the call fo... More |
In a case comparable to the case study assumptions, have standardized PPP model contracts and/or transaction documents been developed? | No |
If yes, please specify and provide a government- supported website where the mentioned standards are available or provide an electronic copy of them: | n/a |
In a case comparable to the case study assumptions, who is the responsible party for each of the following requirements? Obtaining the required urban permits: Procuring authority (or other Government entity) | No |
Private Partner | No |
Private partner with facilitation role assigned to the procuring authority (or other Government entity) | No |
To be established in the contract | Yes |
Relevant legal/regulatory provision (if any) | Article 18 of the Decree for Law no 3996 sets forth that (j) that the contract shall include the permits required by the... More |
Obtaining the required environmental permits: Procuring authority (or other Government entity) | No |
Private Partner | No |
Private partner with facilitation role assigned to the procuring authority (or other Government entity) | No |
To be established in the contract | Yes |
Relevant legal/regulatory provision (if any) | Article 18 of the Decree for Law no 3996 sets forth that (j) that the contract shall include the permits required by the... More |
Obtaining the required operational permits: Procuring authority (or other Government entity) | No |
Private Partner | No |
Private partner with facilitation role assigned to the procuring authority (or other Government entity) | No |
To be established in the contract | Yes |
Relevant legal/regulatory provision (if any) | Article 18 of the Decree for Law no 3996 sets forth that (j) that the contract shall include the permits required by the... More |
Obtaining the required land: Procuring authority (or other Government entity) | Yes |
Private Partner | No |
Private partner with facilitation role assigned to the procuring authority (or other Government entity) | No |
To be established in the contract | No |
Relevant legal/regulatory provision (if any) | According to ARTICLE 39 of Law 3996- (1) The expropriation proceedings required for the investments and services propose... More |
Obtaining the required right of way: Procuring authority (or other Government entity) | Yes |
Private Partner | No |
Private partner with facilitation role assigned to the procuring authority (or other Government entity) | No |
To be established in the contract | No |
Relevant legal/regulatory provision (if any) | No regulatory basis |
Question | PPPs |
---|---|
Which of the following options best describes the required qualifications of the bid evaluation committee members? (Please select only one): The membership of the bid evaluation committee is specified and/or its members are required to meet detailed quali | Yes |
If yes, please provide the relevant legal/regulatory provisions (if any): | Article 23 of the PPP Regulations (2014/6282) states that the commission should consist of one chairman, two experts dep... More |
The bid evaluation committee members require sufficient qualification without specific details. | No |
If yes, please provide the relevant legal/regulatory provisions (if any): | n/a |
The bid evaluation committee members are not required to have any specific qualifications. | No |
Please elaborate and provide examples: | n/a |
Does the procuring authority issue a public procurement notice of the PPP project? | Yes |
If yes, please specify the means of publication and provide the relevant legal/regulatory provisions (if any): | Article 25 of Regulation No. 2014/6282 regarding the open tender procurement, notice should be issued at least one month... More |
If yes, is the public procurement notice published online? | Yes |
If yes, please specify the website: | The records of the Official Gazette are available online. http://www.resmigazete.gov.tr/default.aspx and http://www.oib.... More |
Are foreign companies prohibited from participating in the bidding process? | No |
If yes, please provide the relevant legal/regulatory provisions (if any): | n/a |
In a case comparable to the case study assumptions, does the procuring authority grant the potential bidders a minimum period of time to submit their bids? | Yes |
If yes, please provide the relevant legal/regulatory provisions (if any): | Article 25 of Regulation 2014/6282, regarding the open tender procurement, notice should be issued at least one month pr... More |
and the time in calendar days: | 45 |
Open tendering: Available | No |
Default | Yes |
Relevant legal/regulatory provision (if any) | Articles 13 and 16 of the BOT Decree N. 2011/1807 provide that open tender among all bidders is deemed the principal te... More |
Restricted tendering (with pre-qualification stage): Available | Yes |
Default | No |
Relevant legal/regulatory provision (if any) | Article 10 of the BOT implementation Decree provides that the procuring authority can decide to adopt a restricted tende... More |
Multi-stage tendering (with shortlisting of final candidate(s)): Available | No |
Default | No |
Relevant legal/regulatory provision (if any) | n/a |
Competitive dialogue: Available | No |
Default | No |
Relevant legal/regulatory provision (if any) | n/a |
Direct negotiation with more than one candidate: Available | Yes |
Default | No |
Relevant legal/regulatory provision (if any) | ARTICLE 12 of the BOT implementation Decree provides that - (1) The following procedures are available: a) bidding among... More |
Direct negotiation with only one candidate: Available | No |
Default | No |
Relevant legal/regulatory provision (if any) | n/a |
Other. Specify: | No |
Available | No |
Default | No |
Relevant legal/regulatory provision (if any) | n/a |
Do the tender documents detail the procedure of the procurement process providing the same information to all the bidders? | Yes |
If yes, please provide the relevant legal/regulatory provisions (if any): | The following articles provide that the tender documents must indicate the stages of the procurement process: - Article ... More |
If no, please elaborate: | n/a |
Do the tender documents specify the prequalification/shortlisting criteria (when applicable) in order to make them available to all the bidders? | Yes |
If yes, please provide the relevant legal/regulatory provisions (if any): | Laws and regulations applicable to PPPs usually provide general criteria for participants to assess whether they are app... More |
Based on your experience, is it always the case that the specified criteria are respected in practice? | Yes |
If yes, please specify and provide the relevant legal/regulatory provisions (if any): | The prequalification criteria specified in the tender documents are always respected in practice in Turkey. |
If no, please elaborate: | n/a |
Can interested parties/potential bidders submit questions to clarify the public procurement notice and/or the request for proposals? | Yes |
If yes, please provide the relevant legal/regulatory provisions (if any): | According to Article 30 (4) of the Regulation numbered 2014/6282, bidders can request clarification on the tender docume... More |
If yes, notwithstanding confidential information pertaining to the bidders, does the procuring authority disclose those questions and clarifications to all potential bidders? | Yes |
If yes, please provide the relevant legal/regulatory provisions (if any): | Article 11 of the Implementation Regulation of Road PPP Law states that the relevant authority shall deliver the clarifi... More |
Based on your experience, is it always the case that this disclosure of information is done in practice? | Yes |
If yes, please specify: | In Turkey, the disclosure of information is always done in practice. In fact, the procuring authority discloses the ques... More |
If no, please elaborate: | n/a |
Besides questions and clarifications, can the procuring authority conduct pre-bidding conference? | No |
If yes, please specify and provide the relevant legal/regulatory provisions (if any): | n/a |
If yes, notwithstanding confidential information pertaining to the bidders, does the procuring authority disclose the content and the results of the pre-bid conference to all bidders? | n/a |
If yes, please provide the relevant legal/regulatory provisions (if any): | n/a |
Based on your experience, is it always the case that this disclosure of information is done in practice? | n/a |
If yes, please specify: | n/a |
If no, please elaborate: | n/a |
In a case comparable to the case study assumptions, does the procuring authority require the bidders to prepare and present a financial model with their proposals? | No |
If yes, please provide the relevant legal/regulatory provisions (if any): | n/a |
If no, please elaborate: | Procuring authorities are required to choose the bidder which provides the most profitable financial terms for the const... More |
Does the procuring authority evaluate the proposals strictly and solely in accordance with the evaluation criteria stated in the tender documents? | Yes |
If yes, please provide the relevant legal/regulatory provisions (if any): | Articles 37, 38, and 40 of the Public Procurement Law provide that the procuring authority must evaluate the bids based ... More |
Evaluation criteria is not set in the tender documents | No |
In the case where only one proposal is submitted (sole proposals), which of the following options best describes the way the procuring authority deals with them? (Please select only one)?: The procuring authority follows a specific procedure before awardi | No |
Please specify and provide the relevant legal/regulatory provisions (if any): | n/a |
The procuring authority considers sole proposals valid as long as they meet the conditions outlined in the tender documents. | No |
Please provide the relevant legal/regulatory provisions (if any): | n/a |
The procuring authority does not award a PPP contract if only one proposal is submitted. | No |
Please provide the relevant legal/regulatory provisions (if any): | n/a |
The regulatory framework does not include any provisions. | Yes |
Does the procuring authority publish the award notice? | Yes |
If yes, please specify the means of publication and provide the relevant legal/regulatory provisions (if any): | No regulatory basis |
If yes, is the public procurement award notice published online? | Yes |
If yes, please specify the website: | http://www.saglikyatirimlari.gov.tr/Default.aspx?tabid=241 and www.oib.gov.tr as well as websites of related ministries |
Does the procuring authority provide all the bidders with the result of the PPP procurement process? | Yes |
If yes, please provide the relevant legal/regulatory provisions (if any): | Although the BOT law does not include a specific provision about providing all bidders with the result of the PPP procur... More |
If no, please elaborate: | n/a |
If yes, does the notification of the result of the PPP procurement process include the grounds for the selection of the winning bid? | Yes |
If yes, please provide the relevant legal/regulatory provisions (if any): | Although the BOT law does not include a specific provision regarding notification of the grounds for the selection of th... More |
Is there a standstill (or pause) period after the contract award and before the signing of the contract in order to allow unsuccessful bidders to challenge the award decision? | Yes |
If yes, please provide the relevant legal/regulatory provisions (if any): | According to the Article 41(3) of the Public Procurement Law, the contract can not be signed until ten days, following t... More |
and the time in calendar days: | 10 |
Is the standstill period set out in the notice of intention to award? | No |
If yes, please provide the relevant legal/regulatory provisions (if any): | n/a |
Does the regulatory framework restrict negotiations with the selected bidder between the award and the signature of the PPP contract in order to prevent an unfair disadvantage to the other bidders? | No |
If yes, please provide the relevant legal/regulatory provisions (if any): | n/a |
Based on your experience, is it always the case that this restriction is respected in practice? | n/a |
If yes, please specify: | n/a |
If no, please elaborate: | n/a |
Does the procuring authority publish the PPP contract? | No |
If yes, please provide the relevant legal/regulatory provisions (if any): | n/a |
If yes, which of the following options best describes this publication (choose only one)?: Publication of the full PPP contract including all its annexes and appendixes | n/a |
Publication of the full PPP contract without including all its annexes and appendixes | n/a |
Publication of a summary of the PPP contract without publishing the full PPP contract | n/a |
Publication of a summary of the PPP contract along with the full PPP contract including all its annexes and appendixes | n/a |
Publication of a summary of the PPP contract along with the full PPP contract without including all its annexes and appendixes | n/a |
If yes, is it published online? | n/a |
If yes, please specify the website: | n/a |
If yes, does the procuring authority also publish any subsequent amendment made to the PPP contract? | n/a |
If yes, please provide the relevant legal/regulatory provisions (if any): | n/a |
Question | PPPs |
---|---|
Has the procuring or contract management authority established a system to manage the implementation of the PPP contract (e.g. attributing responsibilities or establishing specific management tools)? | Yes |
If yes, please provide the relevant legal/regulatory provisions (if any): | According to Article 25 of the BOT implementation Decree, the Administration may supervise or have another company super... More |
If yes, which of the following tools does it include (check all that apply)?: Establishment of a PPP contract management team | Yes |
Relevant legal/regulatory provisions (if any): | Article 16 of the Decree for Law no 3465 and Article 10 and Article 11 of the Decree for Law no 3996 a commission (manag... More |
Participation of the members of the PPP contract management team in the PPP procurement process and/or vice versa | No |
Relevant legal/regulatory provisions (if any): | n/a |
Elaboration of a PPP implementation manual or an equivalent document | Yes |
Relevant legal/regulatory provisions (if any): | According to ARTICLE 18 of the BOT implementation Decree- (1) The Implementation contract is prepared according to the s... More |
Establishment of personnel training programs (i.e. initial training and continued training throughout the course of the project) | Yes |
Relevant legal/regulatory provisions (if any): | According to ARTICLE 18 of the BOT implementation Decree- ... (2) The implementation contract includes the following: … ... More |
Establishment of a risk mitigation mechanism which considers the evolving nature of risks throughout the project lifecycle (guidelines, specific processes, insurance regime, etc.) | Yes |
Relevant legal/regulatory provisions (if any): | No regulatory basis |
Which of the following options best describes the required qualifications of the PPP contract management team members? (Please select only one): The membership of the PPP contract management team is specified and/or its members are required to meet detail | No |
If yes, please specify and provide the relevant legal/regulatory provisions (if any): | n/a |
The PPP contract management team members are required to meet sufficient qualification without specific details. | Yes |
If yes, please provide the relevant legal/regulatory provisions (if any): | Article 10 of Decree for law N. 3996 provides: The administration is free to make ten qualification assessments. a ten c... More |
The PPP contract management team members are not required to meet any specific qualifications. | No |
Please elaborate and provide examples: | n/a |
Does the procuring or contract management authority establish a system for tracking progress and completion of construction works under a PPP contract? | Yes |
If yes, please provide the relevant legal/regulatory provisions (if any): | ARTICLE 25 of the BOT implementation Decree provides that- (1) The Contracting Entity shall be entitled to all activitie... More |
If yes, is the PPP contract construction performance information made available to the public? | No |
If yes, please provide the relevant legal/regulatory provisions (if any): | n/a |
If yes, is the PPP contract construction performance information made publicly available online? | n/a |
If yes, please specify the website: | n/a |
Does the procuring or contract management authority establish a monitoring and evaluation system of the PPP contract implementation after construction? | Yes |
If yes, please provide the relevant legal/regulatory provisions (if any): | According to Articles 18 (1) j) and 25 of the General BOT Law Implementation Decree number 2011/1807, the PPP contract o... More |
If yes, which of the following tools does it include (check all that apply)?: Performance is assessed against evaluation criteria set in the tender documents and the PPP contract | No |
Relevant legal/regulatory provisions (if any) | n/a |
The procuring or contract management authority can abate (reduce) payments for non-performance of operating obligations under the PPP contract | No |
Relevant legal/regulatory provisions (if any) | n/a |
The private partner must provide the procuring or contract management authority with periodic operational and financial data | Yes |
Relevant legal/regulatory provisions (if any) | No regulatory basis |
The procuring or contract management authority must periodically gather information on the performance of the PPP contract | Yes |
Relevant legal/regulatory provisions (if any) | According to Article 25 of the BOT implementation Decree, the relevant administration supervises, or alternatively may c... More |
The PPP contract performance information must be available to the public | No |
Relevant legal/regulatory provisions (if any) | n/a |
Is PPP contract performance information made publicly available online? | No |
If yes, please specify the website: | n/a |
Are foreign companies prohibited from repatriating the income resulting from the operation of a PPP project? | No |
If yes, please provide the relevant legal/regulatory provisions (if any): | n/a |
Does the regulatory framework (including standard contractual clauses) expressly regulate changes in the ownership structure (i.e. stakeholder composition) of the private partner and/or assignment of the PPP contract? | Yes |
If yes, please provide the relevant legal/regulatory/standard contractual provisions (if any): | The provisions of the PPP regulations simply state that the transfer of the project company is permitted provided that t... More |
If yes, which of the following circumstances are specifically regulated? (check all that apply): Any change in the private partner during an initial period (e.g. construction and first five years of operation). | No |
If yes, please provide the relevant legal/regulatory/standard contractual provisions (if any): | n/a |
Changes of ownership/contract assignment, at any time during the contract, must preserve the same technical qualifications as the original operator. | Yes |
If yes, please provide the relevant legal/regulatory/standard contractual provisions (if any): | The provisions of the PPP regulations simply state that the transfer of the private partner is permitted provided that t... More |
In other cases, flexibility to change the ownership structure and/or assign the contract. | No |
If yes, please provide the relevant legal/regulatory/standard contractual provisions (if any): | n/a |
Does the regulatory framework (including standard contractual clauses) expressly regulate the modification or renegotiation of the PPP contract (once the contract is signed)? | Yes |
If yes, please provide the relevant legal/regulatory/standard contractual provisions (if any): | Article 18 (1) of the BOT implementation Decree number 2011/1807 provides that regulation of amendments should be insert... More |
If yes, is an approval from a government authority, other than the procuring authority, required? | No |
If yes, please provide the relevant legal/regulatory/standard contractual provisions (if any): | n/a |
If yes to question 46, which of the following circumstances are specifically regulated? (check all that apply): A change in the scope and/or object of the contract. | No |
If yes, please provide the relevant legal/regulatory/standard contractual provisions (if any): | n/a |
A change in the risk allocation of the contract. | No |
If yes, please provide the relevant legal/regulatory/standard contractual provisions (if any): | n/a |
A change in the financial and/or economic balance of the contract. | No |
If yes, please provide the relevant legal/regulatory/standard contractual provisions (if any): | n/a |
A change in the duration of the contract. | No |
If yes, please provide the relevant legal/regulatory/standard contractual provisions (if any): | n/a |
A change in the agreed price or tariff. | No |
If yes, please provide the relevant legal/regulatory/standard contractual provisions (if any): | n/a |
Can the procuring authority unilaterally modify a PPP contract? | No |
If yes, please provide the relevant legal/regulatory/standard contractual provisions (if any): | n/a |
Does the regulatory framework (including standard contractual clauses) expressly regulate the following circumstances that may occur during the life of the PPP contract? (check all that apply): Force Majeure | Yes |
If yes, please provide the relevant legal/regulatory/standard contractual provisions (if any): | Article 26 of the General BOT Law Implementation Decree requires that the force majeure events must be specifically dete... More |
Material Adverse government action . | No |
If yes, please provide the relevant legal/regulatory/standard contractual provisions (if any): | n/a |
Change in the Law. | No |
If yes, please provide the relevant legal/regulatory/standard contractual provisions (if any): | n/a |
Refinancing. | No |
If yes, please provide the relevant legal/regulatory/standard contractual provisions (if any): | n/a |
Subcontracting and replacement of the subcontractors. | No |
If yes, please provide the relevant legal/regulatory/standard contractual provisions (if any): | n/a |
Does the regulatory framework (including standard contractual clauses) allow for administrative and/or contractual complaint review mechanisms to address disputes arising from the implementation of PPP contracts? | Yes |
If yes, please specify and provide the relevant legal/regulatory/standard contractual provisions (if any): | The PPP legislation in general allow arbitration for resolution of disputes arising from the PPP project agreements. In ... More |
If yes, please specify which of the following options are available (check all that apply): Local administrative review body | No |
If yes, please specify: | n/a |
Local courts | Yes |
Domestic arbitration | Yes |
International arbitration | Yes |
Investor-State Dispute Settlement (ISDS) | Yes |
Mediation | No |
Please provide the relevant legal/ regulatory/standard contractual provisions (if any) | The PPP legislation in general allow arbitration for resolution of disputes arising from the PPP project agreements. In ... More |
If applicable, are arbitration awards enforceable by the local courts?: Domestic Arbitration | Yes |
If yes, please provide the relevant legal/ regulatory provisions/standard contractual provisions (if any): | Article 436(3) of the Civil Procedure Law No. 6100 states that the arbitral award shall be notified to the parties and s... More |
International arbitration | Yes |
If yes, please provide the relevant legal/ regulatory provisions/standard contractual provisions (if any): | According to the provisions of the International Private and Procedural Law No. 5817 and the NY Convention on the Recogn... More |
Investor-State arbitration | Yes |
If yes, please provide the relevant legal/ regulatory provisions/standard contractual provisions (if any): | Investor-State arbitration is enforceable by the local courts according to the provisions of the Washington Convention o... More |
Does the regulatory framework (including standard contractual clauses) allow for the restructuring of a PPP private partner (SPV) in financial difficulty prior to insolvency? | No |
If yes, please specify and provide the relevant legal/regulatory/standard contractual provisions (if any): | n/a |
Does the regulatory framework (including standard contractual clauses) allow for the lenders to take control of the PPP project (lender step-in rights) if either the private partner defaults or if the PPP contract is under threat of termination for failur | Yes |
If yes, please provide the relevant legal/regulatory/standard contractual provisions (if any): | Article 44 of the General BOT Law Implementation Regulation |
If yes, which of the following options best describes the lender step-in right? (Please select only one): The regulatory framework expressly regulates the lender step-in rights. | Yes |
If yes, please specify and provide the relevant legal/regulatory/standard contractual provisions (if any): | Article 44 of the General BOT Law Implementation Regulation |
The regulatory framework prescribes that a direct agreement should be signed with the lenders. | No |
If yes, please specify and provide the relevant legal/regulatory/standard contractual provisions (if any): | n/a |
The regulatory framework prescribes that the lender step-in rights should be regulated in the contract. | No |
If yes, please specify and provide the relevant legal/regulatory/standard contractual provisions (if any): | n/a |
Other. | No |
Please Specify: | n/a |
Does the regulatory framework (including standard contractual clauses) expressly establish the grounds for termination of a PPP contract? | Yes |
If yes, please specify and provide the relevant legal/regulatory/standard contractual provisions (if any): | According to Article 28 of Decree number 2011/1807, events resulting the termination of PPP contract are the non-perform... More |
If yes, does the regulatory framework (including standard contractual clauses) establish the consequences for the termination of the PPP contract? | Yes |
If yes, please specify and provide the relevant legal/regulatory/standard contractual provisions (if any): | Article 28 of the General BOT Law Implementation Decree and Article 60 of the Implementation Regulation of the Road PPP ... More |
Question | PPPs |
---|---|
Are unsolicited proposals in [country_name]: (choose only one): Explicitly prohibited by the legal framework? (If prohibited, skip to section F) | No |
Explicitly allowed by the legal framework? | No |
Not regulated by the legal framework, but do happen in practice? | No |
Not regulated by the legal framework, and do not happen in practice? (if not done in practice, skip to section F) | Yes |
If the legal framework explicitly prohibits or allows unsolicited proposals, please provide the relevant legal/regulatory provisions | n/a |
Does the procuring authority conduct an assessment to evaluate unsolicited proposals? (if not, skip to question 37) | n/a |
If yes, please specify and provide the relevant legal/regulatory provisions (if any | n/a |
If yes, is there any vetting procedure and/or pre-feasibility analysis before fully assessing the unsolicited proposal? | n/a |
If yes, please provide the relevant legal/regulatory provisions (if any): | n/a |
Which of the following options best describe how the procuring authority ensures that unsolicited proposals are consistent with existing government priorities? (Please select only one): The procuring authority follows a specific procedure to ensure the co | n/a |
If yes, please specify and provide the relevant legal/regulatory provisions (if any): | n/a |
The regulatory framework requires unsolicited proposals to be among the existing government priorities without establishing specific procedures to achieve that goal. | n/a |
If yes, please provide the relevant legal/regulatory provisions (if any): | n/a |
The procuring authority does not evaluate unsolicited proposals against existing government priorities. | n/a |
Please elaborate and provide examples: | n/a |
Does the procuring authority initiate a competitive PPP procurement procedure when proceeding with the unsolicited proposal? | n/a |
If yes, please provide the relevant legal/regulatory provisions (if any): | n/a |
Does the procuring authority grant a minimum period of time to additional prospective bidders (besides the proponent) to prepare their proposals? | n/a |
If yes, please provide the relevant legal/regulatory provisions (if any): | n/a |
and the time in calendar days: | n/a |
Does the procuring authority use any of the following incentive mechanisms to reward/compensate the presentation of unsolicited proposals? (check all that apply): Access to the best and final offer (BAFO) process and/or automatic shortlisting. | n/a |
Developer’s fee (reimbursing the original proponent for the project development cost). | n/a |
Bid Bonus. | n/a |
Swiss challenge (If unsuccessful, the original proponent has the option to match the winning bid and win the contract). | n/a |
Other. | n/a |
Please specify: | n/a |
Please provide the relevant legal/regulatory provisions (if any): | n/a |